FINRA to implement S901 Regulatory Element for Series 99 registered persons who do not hold any other FINRA registration - on 17th October 2013. Here is the FINRA link for you to find out more:
http://linkd.in/1709cbE
Wednesday 25 September 2013
Thursday 2 May 2013
Just a quick one - NASAA exam price increases announced - for more information have a look at our website http://www.wallacect.co.uk/studentnews.html
Delighted to announce new Virtual Class dates for the rest of this year. If you are taking any FINRA US Regulatory exam this support is invaluable. Have a look at the dates but if you can't make those dates don't worry, we can offer you an On Demand Lecture that fits around you! http://bit.ly/11XBsbz
Monday 29 April 2013
wallace cititraining
news, April 2013
We’ve just found out …
Fees for the NASAA exams (Series 63, 65 and 66) will
increase on 1st June 2013. Details available on our website http://bit.ly/114FSiw
If you need any of these or other FINRA exam materials
just let us know.
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Tuesday 22 January 2013
FINRA have updated the amount of experiment questions inserted into some Series exams. Have a look to see if your Series exam is included http://bit.ly/VXcMP2
Friday 14 September 2012
Monday 30 April 2012
wallace cititraining
e-news, May 2012
CF30 – FINRA recognition … finally!
Just when you had given up hope,
FINRA have finally recognized the CF30 prerequisite. If you like
“regulatorspeak” and want to know all the details you can following this link:
http://bit.ly/HPBIRo but in
English this means that properly registered people in the UK may be eligible to
act as a General Securities Representative in the US, by obtaining the Limited
Registered Representative (IE) registration. The IE registration is
obtained by meeting certain criteria (details on the above link) and by passing
the Series 17 exam. The IE registration allows individuals to act as a
General Securities Representative without having to sit the Series 7 exam
but you can’t conduct business in municipal securities.
Wallace Cititraining provide
Series 17, 7 and all US regulatory exam material, can take fingerprints, offer
Virtual Classes and On Demand Lectures to make your life easier. If you
need any assistance just call us on 020 7379 0504.
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