tag:blogger.com,1999:blog-78198772229334862842024-03-12T18:38:13.230-07:00wallace cititrainingwallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.comBlogger10125tag:blogger.com,1999:blog-7819877222933486284.post-8700588373834573562013-09-25T06:10:00.002-07:002013-09-25T06:10:32.463-07:00<span style="font-family: Arial, Helvetica, sans-serif;">FINRA to implement S901 Regulatory Element for Series 99 registered persons who do not hold any other FINRA registration - on 17th October 2013. Here is the FINRA link for you to find out more:</span><br />
<span style="font-family: Arial, Helvetica, sans-serif;"></span><br />
<a class="bitmark-shortlink" href="http://linkd.in/1709cbE"><span style="font-family: Arial, Helvetica, sans-serif;"><span class="protocol">http://</span>linkd.in/1709cbE</span></a>wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0tag:blogger.com,1999:blog-7819877222933486284.post-26948355165968921882013-05-02T02:53:00.000-07:002013-05-02T02:53:21.682-07:00Just a quick one - NASAA exam price increases announced - for more information have a look at our website <a href="http://www.wallacect.co.uk/studentnews.html">http://www.wallacect.co.uk/studentnews.html</a>wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0tag:blogger.com,1999:blog-7819877222933486284.post-83355619592173807912013-05-02T02:52:00.000-07:002013-05-02T02:52:03.970-07:00<span style="font-family: Arial, Helvetica, sans-serif;">Delighted to announce new Virtual Class dates for the rest of this year. If you are taking any FINRA US Regulatory exam this support is invaluable. Have a look at the dates but if you can't make those dates don't worry, we can offer you an On Demand Lecture that fits around you! </span><a class="bitmark-shortlink" href="http://bit.ly/11XBsbz"><span class="protocol">http://</span>bit.ly/11XBsbz</a>wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0tag:blogger.com,1999:blog-7819877222933486284.post-10996002181791752602013-04-29T04:01:00.001-07:002013-04-29T04:01:34.070-07:00
<br />
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<span lang="EN-US" style="color: teal; font-family: "MetaBold-Roman","sans-serif"; font-size: 18pt; mso-ansi-language: EN-US;">wallace cititraining
news, April 2013<u5:p></u5:p></span></div>
<br />
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<b><span lang="EN-US" style="color: #1f497d; font-size: 14pt; mso-ansi-language: EN-US;"><span style="font-family: Calibri;"> </span></span></b><span style="font-family: Calibri;"><b><span lang="EN-US" style="color: #31849b; font-size: 14pt; mso-ansi-language: EN-US;">We’ve just found out …<u5:p></u5:p></span></b><o:p></o:p></span></div>
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<u5:p><span style="font-family: Calibri;"> </span></u5:p></div>
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<td style="background-color: transparent; border: rgb(0, 0, 0); height: 27.7pt; padding: 0cm; width: 994.65pt;" width="1326"><span style="font-family: Calibri;">Fees for the NASAA exams (Series 63, 65 and 66) will
increase on 1<sup><span style="font-size: x-small;">st</span></sup> June 2013. </span><br />
<span style="font-family: Calibri;"></span><br />
<span style="font-family: Calibri;">Details available on our website <a class="bitmark-shortlink" href="http://bit.ly/114FSiw"><span style="font-family: Times New Roman;"><span class="protocol">http://</span>bit.ly/114FSiw</span></a></span><br />
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<u5:p><span style="font-family: Calibri;"> </span></u5:p></div>
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<span style="font-family: Calibri;">If you need any of these or other FINRA exam materials
just let us know. <u5:p></u5:p></span></div>
</td>
</tr>
</tbody></table>
wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0tag:blogger.com,1999:blog-7819877222933486284.post-64555113006100564532013-01-22T04:39:00.003-08:002013-01-22T04:39:53.014-08:00<span style="font-family: Arial, Helvetica, sans-serif;">FINRA have updated the amount of experiment questions inserted into some Series exams. Have a look to see if your Series exam is included </span><a href="http://bit.ly/VXcMP2"><span style="font-family: Arial, Helvetica, sans-serif;">http://bit.ly/VXcMP2</span></a>wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0tag:blogger.com,1999:blog-7819877222933486284.post-88832240494116446352012-09-14T04:12:00.005-07:002012-09-14T04:12:59.036-07:00<h2>
<span style="font-family: "Helvetica Neue", Arial, Helvetica, sans-serif;">STUDENT NEWS UPDATE</span></h2>
<br />
<span style="font-family: "Helvetica Neue", Arial, Helvetica, sans-serif;">We like to keep you updated with relevant news on changes to FINRA exams, helpful hints and price changes. We have updated our Student News page and some of it may affect you and be of interest. We hope it helps! <strong>http://tinyurl.com/9y24zj4</strong></span>wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0tag:blogger.com,1999:blog-7819877222933486284.post-53718052124950187412012-04-30T04:44:00.001-07:002012-04-30T04:44:29.817-07:00<br />
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<span lang="EN-US" style="color: teal; font-size: 18pt;"><span style="font-family: Verdana, sans-serif;">wallace cititraining
e-news, May 2012</span><span style="font-family: MetaBold-Roman;"><o:p></o:p></span></span></div>
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<br /></div>
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<span style="font-family: Verdana, sans-serif;"><b><span lang="EN-US" style="color: #1f497d; font-size: 14.0pt; mso-ansi-language: EN-US;">CF30 – FINRA recognition … finally!</span></b><b><span lang="EN-US" style="color: teal; font-size: 14pt;"><o:p></o:p></span></b></span></div>
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<br /></div>
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<span style="color: #1f497d;"><span style="font-family: Verdana, sans-serif;">Just when you had given up hope,
FINRA have finally recognized the CF30 prerequisite. If you like
“regulatorspeak” and want to know all the details you can following this link:
<b><a href="http://bit.ly/HPBIRo">http://bit.ly/HPBIRo</a></b> but in
English this means that properly registered people in the UK may be eligible to
act as a General Securities Representative in the US, by obtaining the Limited
Registered Representative (IE) registration. The IE registration is
obtained by meeting certain criteria (details on the above link) and by passing
the Series 17 exam. The IE registration allows individuals to act as a
General Securities Representative without having to sit the Series 7 exam
but you can’t conduct business in municipal securities.<o:p></o:p></span></span></div>
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<br /></div>
<div class="MsoNormal">
<span style="color: #1f497d;"><span style="font-family: Verdana, sans-serif;">Wallace Cititraining provide
Series 17, 7 and all US regulatory exam material, can take fingerprints, offer
Virtual Classes and On Demand Lectures to make your life easier. If you
need any assistance just call us on 020 7379 0504.<o:p></o:p></span></span></div>
<div class="MsoNormal">
<br /></div>wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0tag:blogger.com,1999:blog-7819877222933486284.post-2388057818935580092012-03-26T05:41:00.000-07:002012-03-26T05:41:45.567-07:00<br />
<h2>
<span style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">FINRA Cancellation Charges - be aware!</span></h2>
<span style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><br /></span><br />
<span style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">As of 1st September 2012, FINRA will charge 50% of its examination fee for cancellations or rescheduling 3 to 10 days before the scheduled date. </span><br />
<span style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><br /></span><br />
<span style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">For this change and other information, visit FINRA’s Web site at http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/ p124087.pdf</span><br />wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0tag:blogger.com,1999:blog-7819877222933486284.post-83159346527638258472012-03-15T07:40:00.000-07:002012-03-15T07:40:59.320-07:00Virtual Classroom<!--[if !mso]>
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<!--[if gte mso 10]>
<style>
/* Style Definitions */
table.MsoNormalTable
{mso-style-name:"Table Normal";
mso-tstyle-rowband-size:0;
mso-tstyle-colband-size:0;
mso-style-noshow:yes;
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<!--StartFragment-->
<br />
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><br /></span></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="font-size: large;"><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">More courses + more </span><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">often = greater flexibility</span></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">A new approach to intensive training - our Virtual Classes <span style="mso-spacerun: yes;"> </span>allow you
to prepare intensively for a Series exam from your home or office. </span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Requiring only a computer, broadband connection, speakers or
a phone, these classes are live public tutorials delivered by one of our US
specialist instructors. When you join the class you can hear the instructor,
see the PowerPoint presentation, ask questions and make notes – quite simply everything
you would do in a real classroom. </span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><b>The objectives of Virtual
Classrooms are to: </b></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
</div>
<ul>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Consolidate what you have learnt at home.</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Bring the subject matter to life and help you remember it.</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Provide focus on what are likely to be the most heavily
tested parts of the syllabus.</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Remove the fear factor by giving you the confidence and
knowledge in how to prepare for and approach your exam.</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Provide a useful and important virtual forum for discussion.</span><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"> </span></li>
</ul>
<br />
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><span style="mso-spacerun: yes;"> </span><b>Why a Virtual Class? </b></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
</div>
<ul>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">More classes, more often – run by our 40-strong team of US
Series instructors.</span><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><span style="mso-spacerun: yes;"> </span></span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Scheduled classes or Tailor-made training- you choose from a
‘public’ virtual class. OR one-to-one or small group training, tailored to your
specific needs.</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">No travel costs, no time costs.</span></li>
</ul>
<br />
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><b>What do you get? </b></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
</div>
<ul>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Downloadable presentation.</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Integrated polling </span><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">questions addressing key learning objectives.</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Post-session homework assignments.</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Chat feature for asking q</span><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">uestions.</span></li>
</ul>
<br />
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><b>When? </b></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Scheduled classes – for dates please contact us </span></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Tailored training – when do you need it? </span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><b>Be Prepared?</b><span style="mso-spacerun: yes;"> </span></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">You will be expected to have developed a good working
knowledge of the study material before attending a Virtual Class. The sessions
cover the more difficult aspects of the training program – they are not
designed to present the material anew. </span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><b>To book a place... </b></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Bookings should be made directly to Wallace cititraining by
e mail to: <a href="mailto:kate.hagan@wallacect.co.uk">kate.hagan@wallacect.co.uk</a> </span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">We need the following… </span></div>
<div class="MsoNormal">
<span style="mso-spacerun: yes;"><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"> </span></span></div>
<div class="MsoNormal">
</div>
<ul>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Which FINRA Series?</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Your work address</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Phone & email</span></li>
<li><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Invoicing details</span></li>
</ul>
<br />
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">On receipt of your confirmation, session log-in details will
be sent to you.</span></div>
<div class="MsoNormal">
<span style="mso-spacerun: yes;"><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;"><br /></span></span></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Currently we offer Virtual Classes for most Series exams - click <a href="http://www.wallacect.co.uk/timetable.html">here</a> or contact us for further details. +44 (0)20 7379 0504 </span><span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">or <a href="mailto:ask@wallacect.com">ask@wallacect.com</a></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span class="Apple-style-span" style="color: #351c75; font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">Note: Students must use the WCT Homestudy or STC Homestudy
training program as the basis for their presentation for a Virtual Class.</span></div>
<!--EndFragment-->wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0tag:blogger.com,1999:blog-7819877222933486284.post-30383761589867349962012-03-15T07:08:00.000-07:002012-03-15T07:15:16.679-07:00Quick, reasonable fingerprinting in cool surroundings<br />
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span lang="EN-US" style="color: #1f497d;"><span class="Apple-style-span" style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">wallace cititraining runs a finger
printing service to help you or your staff with exam applications or transfers
to another firm. If you would like to arrange fingerprinting (and by the way
it's more pleasant via us than going to a police station), please note the
following:<o:p></o:p></span></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span lang="EN-US" style="color: #1f497d;"><span class="Apple-style-span" style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">• it takes around 20 mins<o:p></o:p></span></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span lang="EN-US" style="color: #1f497d;"><span class="Apple-style-span" style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">• it's at our offices in Covent Garden<o:p></o:p></span></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span lang="EN-US" style="color: #1f497d;"><span class="Apple-style-span" style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">• you will need to bring with you your
current passport or EU style driving licence<o:p></o:p></span></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span lang="EN-US" style="color: #1f497d;"><span class="Apple-style-span" style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">• it costs £45 per person (3 fingerprint
cards)<o:p></o:p></span></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span lang="EN-US" style="color: #1f497d;"><span class="Apple-style-span" style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">• if there's a group of you (10 or
more), we can arrange to come to you (please call for more details)<o:p></o:p></span></span></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<br /></div>
<div class="MsoNormal">
<span lang="EN-US" style="color: #1f497d;"><span class="Apple-style-span" style="font-family: 'Helvetica Neue', Arial, Helvetica, sans-serif;">To make an appointment (we need to know
to expect you) call Kate Hagan 020 7379 0504. To find out more about Series exams and fingerprinting go to our <a href="http://www.wallacect.co.uk/">website</a>.</span></span></div>wallace cititraining ltdhttp://www.blogger.com/profile/15192852273345052325noreply@blogger.com0